This is the regulator's first prosecution against a bank under the Money Laundering Regulations 2007.
There was a notable increase in unplanned trade surveillance technology spending.
The increased volume of market data enables clients to enhance compliance and analytics.
The CFTC order requires the Citi entities to pay a $4.5m civil penalty.
Cloud-deployed service will protect and monitor ITG’s US and Canadian equities trading.
Regulators consider market participants as first line of defence in identifying and preventing market abuse.
The time taken for a firm to reconstruct a trade is cut from days to seconds.
CEO updates on remote working and the product-development pipeline.
The new securities dealer wanted to automate as much compliance as possible.
