Euronext Corporate Services acquired two digital compliance solutions in Finland.
Euronext Corporate Services acquired two digital compliance solutions in Finland.
Monitoring communications by staff working in multiple locations has changed compliance processes.
PLIA by PLATO allows systematic communication and documentation of trading practices.
Regulators expect firms to continue to record calls despite the disruption.
Financial institutions need new technology and tools to solve their operational and client needs.
ADAM Code set for ratification in mid 2020.
Point72 vet will oversee regulatory reporting, risk identification, prevention, monitoring, and detection.
One exec breaks down new Finra rules and how industry can navigate them.
The transaction addresses calls for integrated compliance and surveillance.
