---
title: Articles Marketmedia | compliance (2)
description: compliance | FIA IDX panellists discussed institutional interest in crypto assets, regulation and infrastructure. (2)
---
[](https://www.marketsmedia.com/)
[](https://www.tradersmagazine.com/)
[](https://www.bestexecution.net/)
[](https://www.fixglobal.com/)
[](https://www.fixglobal.com/)
- [*Facebook*](https://www.facebook.com/MarketsMedia/)
- [*Twitter*](https://twitter.com/marketsmedia)
- [*Linkedin*](https://www.linkedin.com/company/markets-media-llc)
- [*Vimeo*](https://vimeo.com/marketsmedia)
#### Want the latest news on securities markets -- FREE?
Sign up to receive exclusive articles on topics including:
- Equity market structure
- Profiles of buy-side investment firms
- The evolution of multi-asset-class trading
- Regulation and its implications for markets
- The search for liquidity in fixed income markets
- The convergence of fintech and capital markets
Select one or more newsletters you would like to receive:
menu
[](https://articles.marketsmedia.com/)
Search
- [Home](https://articles.marketsmedia.com/)
- [Trending](https://articles.marketsmedia.com/tag/trending)
- [Featured](https://articles.marketsmedia.com/tag/daily-email-feature)
- [Sectors](https://articles.marketsmedia.com/tag/sectors)
- [From The Markets](https://articles.marketsmedia.com/tag/from-the-markets)
- [AWARDS](https://articles.marketsmedia.com/tag/events)
- [Newsletter](https://awards.marketsmedia.com/newsletter-sign-up)
Hide search
Search
- compliance
[](https://articles.marketsmedia.com/esma-moves-to-tighten-up-algo-surveillance)
Regulation
# [ESMA Moves to Tighten Algo Surveillance](https://articles.marketsmedia.com/esma-moves-to-tighten-up-algo-surveillance)
Some material changes have come out of ESMA’s review of algorithmic trading.
11.10.2021 By Markets Media |
[](https://articles.marketsmedia.com/esma-moves-to-tighten-up-algo-surveillance)
Regulation
## [ESMA Moves to Tighten Algo Surveillance](https://articles.marketsmedia.com/esma-moves-to-tighten-up-algo-surveillance)
Some material changes have come out of ESMA’s review of algorithmic trading.
11.10.2021 By Markets Media |
[](https://articles.marketsmedia.com/ftx-us-adds-trm-labs-for-compliance)
Blockchain
## [FTX US Adds TRM Labs for Compliance](https://articles.marketsmedia.com/ftx-us-adds-trm-labs-for-compliance)
The crypto exchange has completed its acquisition of regulated futures exchange LedgerX.
11.08.2021 By Shanny Basar | Senior Writer
[](https://articles.marketsmedia.com/cftc-fines-ubs-for-failure-to-keep-audio-recordings)
Regulation
## [CFTC Fines UBS for Failure to Keep Audio Recordings](https://articles.marketsmedia.com/cftc-fines-ubs-for-failure-to-keep-audio-recordings)
Some recordings need to be retained for one year.
10.15.2021 By Shanny Basar | Senior Writer
[](https://articles.marketsmedia.com/fis-uses-ai-for-aml-compliance-hub)
Fintech
## [FIS Uses AI For AML Compliance Hub](https://articles.marketsmedia.com/fis-uses-ai-for-aml-compliance-hub)
AI has significant potential in the fight against financial crime.
06.21.2021 By Shanny Basar | Senior Writer
[](https://articles.marketsmedia.com/solidus-labs-raises-20m-to-enable-safe-crypto-markets)
Fintech
## [Solidus Labs Raises $20m To Enable Safe Crypto Markets](https://articles.marketsmedia.com/solidus-labs-raises-20m-to-enable-safe-crypto-markets)
The firm's financial risk monitoring services had a 400% increase in demand since 2020.
05.26.2021 By Shanny Basar | Senior Writer
[](https://articles.marketsmedia.com/goldman-sachs-invests-in-complyadvantage)
Data Management
## [Goldman Sachs Invests in ComplyAdvantage](https://articles.marketsmedia.com/goldman-sachs-invests-in-complyadvantage)
The firm uses machine learning and natural language processing to help prevent financial crime.
05.20.2021 By Shanny Basar | Senior Writer
[](https://articles.marketsmedia.com/scottish-equity-partners-invests-in-fundapps)
Fintech
## [Scottish Equity Partners Invests In FundApps](https://articles.marketsmedia.com/scottish-equity-partners-invests-in-fundapps)
FundApps automates increasingly complex regulatory reporting requirements.
05.11.2021 By Shanny Basar | Senior Writer
[](https://articles.marketsmedia.com/broadridge-integrates-fundapps-compliance-technology)
Regulation
## [Broadridge Integrates FundApps’ Compliance Technology](https://articles.marketsmedia.com/broadridge-integrates-fundapps-compliance-technology)
There is an increasing amount of regulatory fragmentation between jurisdictions.
04.26.2021 By Shanny Basar | Senior Writer
[](https://articles.marketsmedia.com/steeleye-to-expand-into-north-america)
compliance
## [SteelEye To Expand Into North America](https://articles.marketsmedia.com/steeleye-to-expand-into-north-america)
The COVID-19 crisis has been a major driver behind the move.
04.08.2021 By Shanny Basar | Senior Writer
[Previous](https://articles.marketsmedia.com/tag/compliance/page/1) [All posts](https://articles.marketsmedia.com/all) [Next](https://articles.marketsmedia.com/tag/compliance/page/3)
[](http://marketsmedia.com)
- [About us](https://www.marketsmedia.com/about-us)
- [Careers](https://www.marketsmediagroup.com/careers)
- [Contact](https://www.marketsmediagroup.com/contact)
- [Advertise](https://www.marketsmediagroup.com/advertise)
- [Newsletter](https://awards.marketsmedia.com/newsletter-sign-up)
- [Corporate Site](https://marketsmediagroup.com)
- © 2026 Markets Media Holdings LLC
- - Terms & Conditions
- Privacy Policy
{{ standard\_footer\_includes }}