Regulatory changes could prove fatal for small Tier III asset managers in Europe
Exchange Groups Work Together to Strengthen U.S. Equity Markets
Wall Street brokers ready systems to help the buy-side trade 'tick pilot' stocks
CFTC Proposes to Amend the Timing for Filing Chief Compliance Officer Annual Reports by Certain Registrants
Fund managers have complained that market data costs from European exchanges are much higher than the US
Fed Hits Goldman with $36.3 Million Fine for Unauthorized Use of Confidential Information
FINRA Fines Barclays Capital Inc. $1.3 Million for Extensive OATS Reporting Violations and Related Supervisory Failures
SEC Looks to Equity Committee to Refine Circuit-Breaker Rules
UK regulations will need to be deemed equivalent to EU rules for market infrastructures
