SEC Adopts Rules to Enhance Information Reported by Investment Advisers
Bats Europe Encourages Industry Harmonisation for MiFID II Requirement for Order Record Keeping
SEC to Review Ruling on Exchange Pricing Case
Brokers Smell Trouble Ahead of Attempt to Spur Smallcap Volume
New High Value Payments Systems Task Force is a Key Enabler of ISO 20022 Harmonisation
CFTC Staff Releases Swap Dealer De Minimis Exception Final Staff Report
Reg NMS needs fixing says one executive and despite the odds, advocates change
A $35 Billion Stock, an SEC Halt and Suspicions of Manipulation
Why regulators should spend their time on other issues.
