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SEC is Putting the ETF Industry Under the Microscope

SEC is Putting the ETF Industry Under the Microscope

MiFID II requires pre- and post-trade data to be published as soon as possible after execution.

The SEC is facing more pressure to repair Reg NMS

Europe is likely to require the exchange of margin on uncleared swaps next year.

Initial public offerings are seen as ripe for digitization and automation.

Thomson Reuters Launches Specialized Intraday Pricing Service Directed at Money Market Instruments

Bloomberg Tax Solution Eases IRS 871(m) Compliance for Issuers, Withholding Agents and Foreign Investors

ICI Statement on SEC Money Market Fund Rules

DTCC to Launch New New Insurance Profile Service for DOL Compliance

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