Droit Secures $16 million Investment in RegTech Transformation
U.S. Said to Probe Tullett, BGC, TFS-ICAP Over FX Options
U.S. Agency Takes Big Step Toward Regulating Fintech Companies
Proposed Rule Change to Amend FINRA Rule 7730 to Establish a Fee for the Academic Corporate Bond TRACE Data Product
New SEC rules aim to help manage the risks of holding illiquid investments.
The first client-cleared trades were included in a compression cycle this month.
Non-bank institutions will increasingly become providers of market liquidity.
Asia Pacific said liquidity has improved in recent years
Icap’s acquisition of Abide Financial highlights the changing landscape
