Under MiFID II the buy side needs to know which firms are systematic internalisers for individual securities.
Under MiFID II firms need to track and review research consumption.
UK-based firm uses behavioral-science technology to help the buy side with surveillance.
Firms are in danger of being unauthorised in January.
A House of Lords Committee will examine how financial regulation can evolve after Brexit.
TickSmith works with CME Group to improve access to the US exchange’s historical data.
EMS enhancements will help institutional investors meet MiFID II best execution requirements.
MiFID II requires operators of trading venues to collect information about venue users and transactions.
Paper advocates automated surveillance when adhering to FX Global Code.
