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FINRA360 Delivers Early Results

The self-improvement program tweaks enforcement and engagement practices.

The self-improvement program tweaks enforcement and engagement practices.

Trading in auctions is expected to rise under MiFID II.

Cowen estimates at least 6 basis points saved per block trade, more for less liquid securities.

Weekly Newsletter

Compliance Seen Downsizing

Regulators review ways to improve automation.

EU will add physically settled FX forwards to uncleared margin rules.

Investment managers have raised the bar on speed, security, and reliability.

Clients in US and Asia also want more transparency.

The latest personnel moves in the securities space.

Daily Email Feature

MiFID II SI Status Unclear

13 systematic internalisers received market identifier codes last month.

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