“The implementation experiences from both Dodd-Frank and Emir show the passing of legislation is only the start of the road...
The Securities and Exchange Commission has proposed new rules to require key market participants to have comprehensive...
When asked to assess the alignment between the front, middle and back offices, 60% of firms surveyed by Celent responded...
The ‘futurization’ of swaps, or the importing of constructs from the exchange-traded world into the world of OTC swaps place...
That lies at the crux of the debate over dark pools, and in particular whether they should be required to provide some sort...
Despite a rip-roaring start to 2013 for equities, the ‘risk on, risk off’ mentality that has characterized many trading...
Banks and broker-dealers are the least prepared to cope with the European Union’s much-vaunted new settlement system, which...
Asset management firms are adopting transaction cost analysis (TCA) to guide short- and long-term portfolio management...
Global Market Abuse Enforcement Drive Ramped Up as Iosco Shames Regulators