Vendor landscape is fragmented and dominated by legacy technology.
The FCA receives over 500,000 scheduled annual reports.
Equivalence process does not offer sufficient certainty after Brexit.
After MiFID II compliance, firms seek opportunities to reduce costs, gain scale and increase transparency.
The short code provides a secure data repository for personal information.
Nasdaq notes movement from in-house technology to managed services and outsourcing.
Automated technology brings significant benefits but can also amplify risks.
Compliance with the EU General Data Protection Regulation is a board level responsibility.
MiFID II lays down rules for producing best execution reports.