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US MiFID II Compliance to Expand

More firms may ramp up to compliance with the European regulation's research provisions.

More firms may ramp up to compliance with the European regulation's research provisions.

At least one global bank will offload the processes in 2018, BNP predicts.

Fixed income traders spending more time with compliance folks.

Aim is to minimize leakage via routing and segmentation strategies.

CEO Christian Hauff to remain on board and executive committee.

Weekly Newsletter

The Rise of Fintech

Innovation and regulation have redefined financial technology.

Jeffrey Solomon named CEO Effective December 27, 2017.

Non-compliance expected to have a noticeable impact on the FX markets.

The new platform will replace approximately 350 legacy applications.

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