'Know Your Customer' regulations are compelling banks and corporations to develop methods for speeding the on-boarding and...
MFA Asks for Clearing Harmonization
In the U.S. equity market, with internalization, dark pools, and 11 exchanges, an order may have many different stops before...
Technology Cuts Investor-Communication Costs
Futures commission merchants and swap dealers could be at risk for civil or legal actions if it’s later found that the firm...
DTCC Creates Settlement Roadmap
Morningstar, the fund research company, argued that new regulations will boost the European asset management …
OPINION: Trade Reporting, What Is It Good For?
The Incredible Shrinking Prime Broker