There are financial penalties for failures under the upcoming Central Securities Depositories Regulation.
Equity futures platform is scheduled for launch on 18 October 2020.
The merged firm will launch a dealer-to-client electronic rates trading platform.
The merger creates the top European venue for listing and secondary markets for debt and equities.
The firm will reinforce its position as the largest DMM on the NYSE by number of securities and market cap.
The bank failed to exercise proper oversight of the 2016 decommissioning of two data centers.
The bank will be able to implement automated rules to optimize the movements of cash and securities.
Investigation of central bank digital currencies is continuing without committing to issuance.
The acquisition of E*TRADE was completed at the beginning of this month.
