CEO sees buy-side firms increasingly focused on the structure of their outsourced trading firm.
CEO sees buy-side firms increasingly focused on the structure of their outsourced trading firm.
The regulator said the agreement of mutual equivalence is best way to avoid disruption.
UK trade repositories can no longer be used for derivatives and SFTs reporting.
EU firms cannot access UK venues to trade EEA-listed securities from 4 January 2021.
Charles Li retired on 31 December 2020.
Capital markets firms need to scrutinize compliance processes to keep pace with regulatory activity.
There has been a spike in demand for access to pre-IPO giants.
Regulatory clarity can catalyze digital-asset markets to mature rapidly.
Regulators expect the digital assets industry to demonstrate commitment to market integrity.
