The traditional top-down approach to enterprise risk management is being revisited as a result of the credit crisis and the...
The New Prime Custody
Data centers lie at the crossroads of financial transactions, so it makes sense to conduct pre-trade risk checks there.
SAC Insider Trading Case Highlights Role of Compliance Technology
Designing Fault-Intolerant Trading Systems
Financial Infrastructure Holds Up Despite Sandy Destruction
Banks Brace for Basel III
The U.S. Securities and Exchange Commission’s rule 15c3-5, known as the Market Access Rule, which has emerged as the...
Accounting Issues Plague Buy Side