The post-crisis business environment poses new challenges for risk management, with the main investment risk issues faced by...
Wealth management firms are faced with more complicated mandates from customers, the need for internal controls, and an...
The need to trade multiple asset classes is the impetus for improving technology across the front-, middle- and back-offices.
Canada’s financial markets participants are implementing stringent pre-trade risk controls that to aim meet regulatory...
The Securities and Exchange Commission’s proposed Regulation SCI (Systems Compliance and Integrity) puts the onus on market...
Market Users Fear SEC’s Rule SCI Lacks Bite
When asked to assess the alignment between the front, middle and back offices, 60% of firms surveyed by Celent responded...
Risk management has taken on a different approach as capital markets firms move beyond mandatory risk checks that need to...
Forward-looking market participants are using artificial intelligence to streamline the workflow of the trading lifecycle,...