Basel III is aimed squarely at banks, but because the sell side’s raison d'être is helping the buy side access liquidity,...
Canadian Dealers Balk at Dark Trading Rules
End Users Face Swap-Margin Deadline
Although primary attention has centered around Basel III's new regulatory metrics and their potential implications for...
CFTC Seeks Surveillance Funding
OCC Raises Risk-Management Bar
The ongoing phase-in of Basel III for U.S. banks will impact the structure of global financial markets in 2015 and beyond.
Europe Faces Compliance Headaches
Compliance Tops Buy-Side Concerns