Societe Generale is bolstering its cleared OTC services with the addition of portfolio margining from CME.
For Wall Street banks, the trade-surveillance function must be more nimble than ever.
Efficient data integration and scalable architecture are needed to monitor trade data across disparate sources.
Finra Seeks ABS Transparency
Bolstering trade-surveillance systems has produced an externality: much greater detail around trading activity.
Equities order flow isn’t buoyant, but it is generally stable, and there is evidence that the bottom for broker-dealers has...
Funds Face New Reporting Challenges
European Unbundling Could Dampen Research
The state of the art of trade surveillance and monitoring is subtly crossing the divide from defense to offense.