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Sapna Patel was recognized for Excellence in Market Structure at the 2015 Women in Finance Markets Choice Awards.

Sapna Patel was recognized for Excellence in Market Structure at the 2015 Women in Finance Markets Choice Awards.

There will be a greater adoption of utility-based services for client-lifecycle management and know-your-customer...

While US and European regulators roll out major new market regulations in 2016, Quantitative Brokers expects client interest...

Simultaneous regulatory change will continue to snowball in 2016, Risk Focus officials promise.

Forthcoming SEC rules for order-routing disclosures for institutional customers will keep firms busy in 2016, according to...

May the regulatory force be with fund managers in 2016 (By Tim Focas, Colloquium)

Regulatory reporting is among primary concerns heading into the New Year.

Outlook 2016: Deb Walton, Thomson Reuters

The enforcement date may be pushed back, but market participants' planning goes on.

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