Market Users Fear SEC’s Rule SCI Lacks Bite
Italy, France and Germany have also already pressed ahead with measures nationally to limit HFT in their markets ahead of...
While the new derivatives legislation in Europe has technically been in force since last summer, its regulatory requirements...
Market practitioners are warning that the introduction of a financial transaction tax across parts of Europe will likely...
“The implementation experiences from both Dodd-Frank and Emir show the passing of legislation is only the start of the road...
Banks and broker-dealers are the least prepared to cope with the European Union’s much-vaunted new settlement system, which...
Global Market Abuse Enforcement Drive Ramped Up as Iosco Shames Regulators
With Italy the latest European nation to unleash a financial transaction tax on to its markets, practitioners are fearful...
Fears over the extra costs involved for non-U.S. firms implementing the U.S. Foreign Account Tax Compliance Act (Fatca)...