Examination priorities will also focus on conflicts of interest for brokers, investment advisers and fintech.
Examination priorities will also focus on conflicts of interest for brokers, investment advisers and fintech.
Gensler has been nominated to chair the SEC.
Recommendations include a new visa stream, a ‘scale box’ for growing firms and changes to UK listings rules.
Investors are considering climate-related issues when making their decisions.
Robinhood CEO said customers received more than $1bn in price improvement due to payment for order flow.
The number and size of margin calls can contribute to stress in the financial system in extreme volatility.
Glauber was formerly NASD chairman and chief executive.
SEC and CFTC are reviewing trading practices.
Indexes can be increasingly customized as ESG disclosure increases.
