The order imposes a $1m civil monetary penalty on Citi.
The trade repository failed to ensure data integrity and provide access to regulators.
RBC Capital Markets paid more than $800,000 to resolve charges that it engaged in unfair dealing in munis.
SEC chair will testify before Senate Committee on Banking, Housing, and Urban Affairs.
Coinbase said the regulator won’t explain why they see a problem.
Global Foreign Exchange Committee has made recommendations on Last Look.
The market has reached an inflection point for institutional adoption of digital assets.
The CDM establishes a single digital representation of trade events.
Investors may not be appropriately protected when they trade using new technologies.