regulation

Fixed Income Q&A: Michael Paulus, OpenDoor Securities

Treasuries

Fixed Income Q&A: Michael Paulus, OpenDoor Securities

Regulators should ensure a level playing field, trading-platform exec says.

07.17.2018 By Terry Flanagan | Terry Flanagan is Managing Director at Markets Media Group, where he oversees the Markets Media, Traders Magazine, and GlobalTrading platforms. A former Bloomberg reporter and editor, as well as a financial research analyst, his primary goal is to make MMG content as high-quality and engaging as possible. Terry earned the Chartered Financial Analyst designation in 2001. In his free time, Terry likes to handicap horse races, host podcasts, and rewatch 1980s movies.

Fixed Income Q&A: Michael Paulus, OpenDoor Securities

Regulators should ensure a level playing field, trading-platform exec says.

07.17.2018 By Terry Flanagan | Terry Flanagan is Managing Director at Markets Media Group, where he oversees the Markets Media, Traders Magazine, and GlobalTrading platforms. A former Bloomberg reporter and editor, as well as a financial research analyst, his primary goal is to make MMG content as high-quality and engaging as possible. Terry earned the Chartered Financial Analyst designation in 2001. In his free time, Terry likes to handicap horse races, host podcasts, and rewatch 1980s movies.

Finra Taps AI to Stop 'Mini Manipulation'

New technology helps regulators flag violations.

FCA: Reliance On Libor Should Stop By End-2021

Regulator warns that pace of transition is not fast enough.

Brexit White Paper Is

Mutual recognition for financial services has been dropped.

ESMA Warns UK Firms On Authorisations

Firms need a fully authorised legal entity located in the EU27 to operate after Brexit.

LCH Launches Deliverable FX Options Clearing

The service includes the first physical FX settlement service for cleared FX products.

FCA Proposes New Directory Of Workers

Firms will be able to check the history of individuals working in financial services.

Non-Cleared Market Set For Transformation

LCH SwapAgent and AcadiaSoft aim to automate post-trade for OTC derivatives.

Institutional Crypto Competition Heats Up

Digital-asset startup Archax is attracting talent from traditional financial markets.

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