Articles Marketmedia | Regulation (61)

MAR Turns 3, But Banks Are Still Lost in Communication

Recent regulatory fines show surveillance deficiencies persist, Fonetic says.

07.01.2019 By Terry Flanagan | Terry Flanagan is Managing Director at Markets Media Group, where he oversees the Markets Media, Traders Magazine, and GlobalTrading platforms. A former Bloomberg reporter and editor, as well as a financial research analyst, his primary goal is to make MMG content as high-quality and engaging as possible. Terry earned the Chartered Financial Analyst designation in 2001. In his free time, Terry likes to handicap horse races, host podcasts, and rewatch 1980s movies.

Communication is Key to Unlocking SMR Success

Pending UK rule will hold senior finserv execs 'personally liable' for regulatory breaches.

06.24.2019 By Terry Flanagan | Terry Flanagan is Managing Director at Markets Media Group, where he oversees the Markets Media, Traders Magazine, and GlobalTrading platforms. A former Bloomberg reporter and editor, as well as a financial research analyst, his primary goal is to make MMG content as high-quality and engaging as possible. Terry earned the Chartered Financial Analyst designation in 2001. In his free time, Terry likes to handicap horse races, host podcasts, and rewatch 1980s movies.

SIX, SimCorp Partner on Securities Monitoring

Aim is to streamline compliance processes around sanctions.

06.24.2019 By Terry Flanagan | Terry Flanagan is Managing Director at Markets Media Group, where he oversees the Markets Media, Traders Magazine, and GlobalTrading platforms. A former Bloomberg reporter and editor, as well as a financial research analyst, his primary goal is to make MMG content as high-quality and engaging as possible. Terry earned the Chartered Financial Analyst designation in 2001. In his free time, Terry likes to handicap horse races, host podcasts, and rewatch 1980s movies.

Too many firms still remain at the earliest phases of their implementations.

NatWest To Offer First SONIA-referenced Loan

The FCA wants to see early adoption of SONIA to replace LIBOR.

Opinions are divided on Regulation Best Interest.

U.S. equity market structure is overly complex and costly, FIA PTG says.

06.12.2019 By Terry Flanagan | Terry Flanagan is Managing Director at Markets Media Group, where he oversees the Markets Media, Traders Magazine, and GlobalTrading platforms. A former Bloomberg reporter and editor, as well as a financial research analyst, his primary goal is to make MMG content as high-quality and engaging as possible. Terry earned the Chartered Financial Analyst designation in 2001. In his free time, Terry likes to handicap horse races, host podcasts, and rewatch 1980s movies.

ESMA Publishes Final Report On Frequent Batch Auctions

The regulator will focus on pre-trade transparency and price determination process.

TokenMarket To Run Security Token Offering In FCA Sandbox

Since TokenMarket was founded at the end of 2016, it has helped to raise £240m for 30 start-ups.

MAR Turns 3, But Banks Are Still Lost in Communication

MAR Turns 3, But Banks Are Still Lost in Communication

Communication is Key to Unlocking SMR Success

SIX, SimCorp Partner on Securities Monitoring

Overconfidence Harms SFTR Preparedness

NatWest To Offer First SONIA-referenced Loan

Reactions Mixed to Reg BI Passage

The Time for Reform is Now

ESMA Publishes Final Report On Frequent Batch Auctions

TokenMarket To Run Security Token Offering In FCA Sandbox

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