Several trade reporting rule sets are currently under regulatory review.
To level the playing field the rules should apply to both systematic internalisers and trading venues.
This is the regulator's first prosecution against a bank under the Money Laundering Regulations 2007.
This license will allow Bakkt to offer New York customers the ability to buy and sell virtual currency.
The US Department of Labor said it wants rules that better recognize the importance of ESG in pension plans.
EU Sustainable Finance Disclosure Rule has started to take effect.
The exchange will be improving its designated liquidity provider program for ETFs.
Some firms have used MiFID II and COVID-19’s structural shocks to gain market share.
Bank of England and FCA urge market participants to ensure they are ready.