A Cayman Islands company made unregistered sales of $30m of securities using smart contracts.
The global “SOFR First” initiative launched on July 26.
Standard Chartered-Northern Trust venture is now providing commercial services as a cryptoasset business.
SEC Chair says updates to public-company and fund disclosures could increase transparency in capital markets.
The move to T+1 may impact financial services firms more than T+3 or T+2 did.
SEC Chair stresses that virtual products are implicated by securities laws.
The Retail Price Improvement Program will offer midpoint prices to retail investors.
First Korean bank clears at LCH ForexClear as phase 5 of uncleared margin rules approach.
Exchanges have recently closed large scale M&A deals and the SEC is reviewing equity market structure.
