Institutional investment firms who use derivatives for hedging interest rate and currency exposures are caught between a...
Market practitioners in Europe are concerned that attempts to politicize the rule-making process could end in a slew of...
The Securities and Exchange Commission’s proposed Regulation SCI (Systems Compliance and Integrity) puts the onus on market...
Market Users Fear SEC’s Rule SCI Lacks Bite
The seemingly constant barrage of new regulation is taking its toll on Europe’s capital markets.
Broker-Dealers Getting to Grips With Cost Basis Reporting
Fatca Tests Buy Side’s Compliance Readiness
Transparency Beginning to Reign Supreme in OTC Markets
Trade Documentation Gets Technology Push