Wholesale Markets Brokers’ Association Welcomes BIS Draft of the Global Code of Conduct.
Thomson Reuters Pledges Full Support for FX Market Global Code of Conduct
At issue is closing prices in the event of a prolonged outage.
Regulation is changing the global foreign exchange market in profound and lasting ways.
FIA Submits Market Abuse Regulation Response
The Consolidated Audit Trail is still a ways off.
FINRA Fines Raymond James $17M Anti-Money Laundering Failures
Where Oh Where Has Our Borrower Gone? (by Vincent Pisano, Xtract Research)
TradingScreen CEO Buhannic Accused of Assaulting Employee - (by Annie Massa, Bloomberg )