Report Puts Cost of Dodd-Frank at $36 Billion
The majority of hedge funds are set up in Bermuda and the Cayman Islands
SIFMA Highlights Concerns with the Proposed Plan for Developing a CAT System
Missed Opportunities to Raise Capital Through “crowdfunding” as Envisioned by the JOBS Act (by Neal L. Wolkoff, OTC Markets)
Volcker Anniversary: A Quest for Answers or a Taboo? (by Kelvin To, Data Boiler Technologies)
Best Execution needs to be tailored to individual firms based on their size and trading activity.
The Ucits passport across the European Union is regulated at the fund, rather than the manager, level
Some say SROs should have more skin in the game.
NRI Product Upgrade for Basel Committee’s New SA-CCR Regulation