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FINRA Posts Review on Order Routing Conflicts
Press Release  

FINRA Posts Review on Order Routing Conflicts

Regulator looks at receipt of order routing inducements.
11.13.2017 By John D'Antona |
FINRA Posts Review on Order Routing Conflicts
Press Release

FINRA Posts Review on Order Routing Conflicts

Regulator looks at receipt of order routing inducements.

11.13.2017 By John D'Antona |
Shining Light on Order Routing
Weekly Newsletter

Shining Light on Order Routing

Healthy Markets talks adoption of its due-diligence questionnaire.

02.17.2017 By Rob Daly |
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