The regulators issues three no-action letters.
The regulators issues three no-action letters.
SEC relief allows firms to comply with both MiFID II research requirements and US law.
Market gathers to share goodwill and cheer.
Get ready to hear from the equities market's brightest on Nov 7.
MiFID II has new disclosure and reporting requirements.
ATS exec says buy side wants blocks, transparency and no HFT.
GAM will absorb all research costs under MiFID II.
Voice trading needs to be integrated with e-trading functionality.
UK fines Merrill Lynch £34m in first Emir reporting enforcement action.
