Lack of a consolidated tape and cost of market data were raised.
Controls should reduce compliance and operational risk in a sustainable way.
Firms need an infrastructure capable of handling and relaying massive amounts of data.
Double volume caps should boost LIS and auction volumes.
Like a blockbuster with sequels, the regulation is never really over.
There is a growing trend towards valuing and tracking research.
Six-month trading suspensions come into force on Monday.
Stifel’s ‘SWIM’ pool searches and interacts with retail electronic orders.
Caps will hit more than 700 instruments.