A Cayman Islands company made unregistered sales of $30m of securities using smart contracts.
Access and provision of correct documentation in line with regulations presents a challenge.
Corporates would disclose race, ethnicity, gender, and veteran status of board members and executives.
SIFMA encourages Congress to pass a federal law to smooth LIBOR transition.
Many contracts governed by New York law do not have adequate provisions for LIBOR ceasing to be published.
Challenger data provider EDI said the new fees are illegal, anti-competitive and extremely disruptive.
The FCA and PRA fines are part of a $2.9bn global resolution in connection with 1MDB.
There are new legal issues for uncertificated securities, particularly with permissionless DLT systems.
