Nasdaq spends 40 out of 52 weeks testing systems for the 120 marketplaces it supports.
Regulators expect firms to continue to record calls despite the disruption.
Rule 606(b)(3) will provide managers a forensic trail of their trades.
Demand for RFQ services in cash equities has risen in current markets.
Risks outweigh rewards in keeping previously established compliance dates.
Between 80-90% of enterprise data is unstructured so most firms cannot unlock its value.
The weekly recap of hires, job moves and promotions around Wall Street.
Exec focuses on recruiting, retaining, and promoting diverse talent at all levels of the firm.
Tradeweb CEO says his technology firm is as much as “100%+” productive.