Sapient Warns on Trade Reporting
In the U.S. equity market, with internalization, dark pools, and 11 exchanges, an order may have many different stops before...
Technology Cuts Investor-Communication Costs
Futures commission merchants and swap dealers could be at risk for civil or legal actions if it’s later found that the firm...
DTCC Creates Settlement Roadmap
Morningstar, the fund research company, argued that new regulations will boost the European asset management …
Brian Sentance is chief executive officer of Xenomorph, a provider of analytics and data-management products.
OPINION: Trade Reporting, What Is It Good For?
The Incredible Shrinking Prime Broker