As international regulators zero in on changes in market structure, markets such as options and FX are experiencing much of...
Wealth management firms are faced with more complicated mandates from customers, the need for internal controls, and an...
Change at the market structure and individual firm levels should be undertaken with a view toward managing unintended...
Institutional money managers say that 2013 could be tough sledding when it comes to generating alpha, and are rejiggering...
Agency broker-dealers are being tasked to come up with ways of alleviating concerns by their buy-side clientele of getting...
The need to trade multiple asset classes is the impetus for improving technology across the front-, middle- and back-offices.
Canada’s financial markets participants are implementing stringent pre-trade risk controls that to aim meet regulatory...
The Securities and Exchange Commission’s proposed Regulation SCI (Systems Compliance and Integrity) puts the onus on market...
The complexity of technology, as well as increasing compliance and regulatory requirements and costs, has led financial...