Phase 5 of the uncleared margin rules (UMR) took effect from September 2021.
Phase 5 of the uncleared margin rules (UMR) took effect from September 2021.
RBC Capital Markets paid more than $800,000 to resolve charges that it engaged in unfair dealing in munis.
Pension funds in Asia have significantly increased their international exposure.
Market feedback is being sought during 45-day consultation period
The proof of concept uses smart contracts from Digital Asset and DLT from VMware.
OCC reported trading revenue of $8.1bn in the second quarter of 2021.
Temporary equivalence is set to expire on June 30 2022.
Goldman Sachs Asset Management’s fundamental equity business manages over $20bn in thematic equities.
Data extraction and integration is the second stage of a digitization process.
