SEC relief allows firms to comply with both MiFID II research requirements and US law.
On CAT, Jim Toes of STA says re-evaluate, regroup and re-engage from a position of strength.
Conde is the former chief executive of SunGard.
LSEG platform unveils product meant to help with Consolidated Audit Trail.
The ETF sponsor does not discount future S-1 filings.
Market gathers to share goodwill and cheer.
The initial Xtrackers line-up will cover Japan, Germany and the Eurozone.
MiFID II has new disclosure and reporting requirements.
The UK regulator has found that competition is not working effectively.