Firms could find themselves attempting to comply with conflicting laws.
Firms could find themselves attempting to comply with conflicting laws.
Activist TCI claims Rolet is being forced out.
The fund has identified last look amongst the market practices that need change.
Crypto-currency ETFs are coming - soon.
The regulator wants to avoid volumes moving off trading venues.
Consultancy adds senior execs from Intel, FINRA and NYSE.
The sell side absorbs more OMS/EMS costs than previously thought.
Securities lending has been an unregulated market.
The new policies and standards are designed to promote transparency.
