Cordium outlines the people, process and technology needed to support firms' compliance efforts.
Automated technology brings significant benefits but can also amplify risks.
Prioritizing and investing in data management are mission-critical for financial services firms.
Compliance with the EU General Data Protection Regulation is a board level responsibility.
All supervised entities should be ready if the UK leaves the EU under a cliff-edge scenario.
The inclusion of chat on traders' desktop helps workflow management.
MiFID II lays down rules for producing best execution reports.
The public software code helps firms better understand their IT environments.
A well-defined Brexit transition period is needed by the end of March.