This is the Financial Crimes Enforcement Network’s first enforcement action against an FCM.
The analysis is based on transactions publicly reported by 30 European APAs and venues.
Net inflows to equity funds fell to half the average monthly inflow over the last six months.
Final phase of Singapore’s derivatives trade reporting requirements take effect on 1 October.
The agreement covers governance for the globally harmonized Unique Product Identifier.
The SEC said its regulatory regime applies to any securities marketplace regardless of the applied technology.
DLR has executed $35bn in average daily volume in the first weeks since launch.
Deutsche Bank, Atos, Google Cloud and TechQuartier launch the third annual Female FinTech Competition.
The French regulator handed down fines totalling €37m, two warnings and two 10-year bans.
