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Press Release

FINRA Updates OTC High Price List

Pricing list is good for OTC trades of fewer than 100 shares.

07.03.2018 By John D'Antona |

Pricing list is good for OTC trades of fewer than 100 shares.

Regulator retires one FIX trade tag.

FINRA Posts Review on Order Routing Conflicts

Regulator looks at receipt of order routing inducements.

Navigating Cybersecurity on a Stretch of Regulatory Rapids

When considering a firm’s governance, a holistic approach makes sense.

'People are responding well' to Robert Cook, the SRO's still-new CEO.

09.19.2017 By Terry Flanagan | Terry Flanagan is Managing Director at Markets Media Group, where he oversees the Markets Media, Traders Magazine, and GlobalTrading platforms. A former Bloomberg reporter and editor, as well as a financial research analyst, his primary goal is to make MMG content as high-quality and engaging as possible. Terry earned the Chartered Financial Analyst designation in 2001. In his free time, Terry likes to handicap horse races, host podcasts, and rewatch 1980s movies.

Senator Warner Wants More Dark Pool Scrutiny

One legislator wants more market oversight of dark pools.

FINRA's Gira Updates Transparency, Surveillance Initiatives

Regulator focuses on the evolution of the market.

Proposed Rule Change to Amend FINRA Rule 7730 to Establish a Fee for the Academic Corporate Bond TRACE Data Product

In Unusual Upset of an Incumbent, Finra Board Elects New Small-Seat Representative

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FINRA Updates OTC High Price List