---
title: Articles Marketmedia | Finra
description: Finra | FIA IDX panellists discussed institutional interest in crypto assets, regulation and infrastructure.
---
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[](https://articles.marketsmedia.com/ceo-chat-n-tier-peter-gargone)
Consolidated Audit Trail
# [CEO CHAT: n-Tier, Peter Gargone](https://articles.marketsmedia.com/ceo-chat-n-tier-peter-gargone)
Value of the initiative will depend on quality of the data.
02.05.2020 By John D'Antona |
[](https://articles.marketsmedia.com/traders-qa-280capmarkets-hsu-on-finra-rules)
Regulation
## [TRADERS Q&A: 280CapMarkets' Hsu on Finra Rules](https://articles.marketsmedia.com/traders-qa-280capmarkets-hsu-on-finra-rules)
One exec breaks down new Finra rules and how industry can navigate them.
01.28.2020 By John D'Antona |
[](https://articles.marketsmedia.com/reg-bi-set-for-june-5-vote)
Regulation
## [Reg BI Set for June 5 Vote](https://articles.marketsmedia.com/reg-bi-set-for-june-5-vote)
Regulator nears decision on broker responsibilities.
05.29.2019 By John D'Antona |
[](https://articles.marketsmedia.com/quick-take-sec-should-offer-mifid-ii-guidance)
Finra
## [QUICK TAKE: SEC 'Should' Offer MiFID II Guidance](https://articles.marketsmedia.com/quick-take-sec-should-offer-mifid-ii-guidance)
U.S. regulators take lackadaisical approach to MiFID II.
02.15.2019 By John D'Antona |
[](https://articles.marketsmedia.com/sell-side-raises-bar-on-trade-surveillance)
Daily Email Feature
## [Sell Side Raises Bar on Trade Surveillance](https://articles.marketsmedia.com/sell-side-raises-bar-on-trade-surveillance)
Brokers demand more options to comply with new regulations.
11.30.2018 By John D'Antona |
[](https://articles.marketsmedia.com/ceo-chat-bob-santella-ipc)
Daily Email Feature
## [CEO CHAT: Bob Santella, IPC](https://articles.marketsmedia.com/ceo-chat-bob-santella-ipc)
Tech/comm firm provides customers flexibility, speed, access to liquidity, and data optimization.
11.08.2018 By John D'Antona |
[](https://articles.marketsmedia.com/finra-reports-fewer-brokers)
Weekly Newsletter
## [FINRA Reports Fewer Brokers](https://articles.marketsmedia.com/finra-reports-fewer-brokers)
The high-touch sales trader is an endangered species.
08.21.2018 By John D'Antona |
[](https://articles.marketsmedia.com/finra-publishes-first-annual-industry-snapshot)
Press Release
## [FINRA Publishes Industry Snapshot](https://articles.marketsmedia.com/finra-publishes-first-annual-industry-snapshot)
The publication provides a statistical overview of brokers, registered individuals, and trading activity.
08.09.2018 By Rob Daly |
[](https://articles.marketsmedia.com/coinbase-custody-opens-for-business)
Press Release
## [Coinbase Custody Opens for Business](https://articles.marketsmedia.com/coinbase-custody-opens-for-business)
Coinbase Custody provides secure crypto storage in US and UK.
07.05.2018 By John D'Antona |
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