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SEC Chair says innovations around crypto and DeFi will not persist outside the public policy framework.

SEC Chair says innovations around crypto and DeFi will not persist outside the public policy framework.

Firm is testing a capability to retrieve more unstructured data from alternative investment documentation.

A dynamic, proactive approach is needed to continuously improve surveillance.

A record number of ESG shareholder proposals passed this year.

CSDR settlement discipline measures are due to be implemented in February 2022.

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AI Helps Generate Alpha

Asset managers are increasing budgets for alpha-generating technologies.

FTX US Derivatives is aiming to offer portfolio margining for crypto contracts.

2021 is set to break capital raising records.

Darlene Pasquill of Mizuho wins for Leadership; Hayley Boesky of BofA takes Lifetime Achievement; Positive Impact to Kate...