SEC Chair says innovations around crypto and DeFi will not persist outside the public policy framework.
Firm is testing a capability to retrieve more unstructured data from alternative investment documentation.
A dynamic, proactive approach is needed to continuously improve surveillance.
A record number of ESG shareholder proposals passed this year.
CSDR settlement discipline measures are due to be implemented in February 2022.
Asset managers are increasing budgets for alpha-generating technologies.
FTX US Derivatives is aiming to offer portfolio margining for crypto contracts.
2021 is set to break capital raising records.
Darlene Pasquill of Mizuho wins for Leadership; Hayley Boesky of BofA takes Lifetime Achievement; Positive Impact to Kate...