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  • consolidated audit trail
Clients can have formatted and accurate CAT reports automatically produced over S3 RegTech platform.

Consolidated Audit Trail is now open for reporting by broker-dealers.

Presidential hopeful goes after Wall Street with financial plan.

Consolidated Audit Trail

CEO CHAT: n-Tier, Peter Gargone

Value of the initiative will depend on quality of the data.

Weekly Newsletter

CAT Specs Steam Ahead

CAT NMS targets an April 29 release date for its final specification.

Brokers should continue to prep for CAT arrival.

Developers are 'working intensively towards the November 2018 working deadline for initial implementation'.

The legislation is a step closer to a vote by the lower chamber.

The new working group hits the ground running.