websites-group
  • compliance
The regulator's new deadline is August 2019.

The regulator's new deadline is August 2019.

MiFID II requires operators of trading venues to collect information about venue users and transactions.

Weekly Newsletter

AI Dives into Compliance

Machines beat a conference room full of lawyers manually reviewing docs.

As cross-product strategies grow, regulators beef up oversight and enforcement.

E-mails, IMs, chats and text are risk factors for capital markets firms.

Datawatch offers new visual data analytics system to the buy-side

enepath and Insightful Technology partner on trade reconstruction and compliance.

Regulations such as MiFID II and MAR are increasing the need for monitoring.

OTC Markets Group Introduces OTC Compliance Analytics Product