As Brexit promises more regulatory issues, financial organization slow their investment in RegTech.
Firms should not expect a delay in the EU's Market Abuse regs.
How Nasdaq Watches for Insider Trading
The latest foreign tax-reporting mandate poses challenges for investor managers across the globe.
FINRA Fines Raymond James $17M Anti-Money Laundering Failures
Where Oh Where Has Our Borrower Gone? (by Vincent Pisano, Xtract Research)
MiFID II, new rules covering European financial markets from 2018, have caused a jump in demand for compliance technology
Asset manager Pimco selects automated compliance tools from Markit.
Tibco and Microsoft Push Firms to Use Cloud Based Services
