The traditional top-down approach to enterprise risk management is being revisited as a result of the credit crisis and the...
Asset Managers Focus on Earnings Quality
Data centers have come to symbolize trading floors of the 21st century, with firms wanting to be co-located with exchange...
Regulatory Uncertainty Hovers over OTC Markets
Firms Tweak Dodd-Frank Compliance Efforts
The New Prime Custody
Market Abuse Rules Raise Compliance Bar
Data centers lie at the crossroads of financial transactions, so it makes sense to conduct pre-trade risk checks there.
SAC Insider Trading Case Highlights Role of Compliance Technology