REGULATION AND COMPLIANCE: THE NEW LANDSCAPE
Moderator:
Sean Owens, Director of Fixed-Income, Woodbine Associates
Sean Owens, Director of Fixed-Income, Woodbine Associates
Participants:
Ron Levi, COO, GFI Group
Kenneth M. Raisler, Head of Commodities, Futures & Derivatives Group, Sullivan & Cromwell, LLP
John Robbins, CFA, Managing Partner, Global Compliance Risk Management Corp.
Guy Dempsey Jr., Partner, Katten Muchin Rosenman, LLP
Steven D. Lofchie, Co-Chairman, Financial Services Department, Cadwalader, Wickersham & Taft
Ron Levi, COO, GFI Group
Kenneth M. Raisler, Head of Commodities, Futures & Derivatives Group, Sullivan & Cromwell, LLP
John Robbins, CFA, Managing Partner, Global Compliance Risk Management Corp.
Guy Dempsey Jr., Partner, Katten Muchin Rosenman, LLP
Steven D. Lofchie, Co-Chairman, Financial Services Department, Cadwalader, Wickersham & Taft
